Important Investing Information

The Compliance Division regulates more than 84,000 stockbrokers and 1,350 firms that are registered to conduct business right here in Wyoming. Check out the legitimacy of any investment or investment professional with the Secretary of State's Office before you part with your hard earned money.

Call the Compliance Division at 307-777-7370 to check out any investment pitch, get background and licensing information on your stockbroker and for more information.

Investigate Before You Invest!

Key Words and Phrases that are Red Flag Warnings of Securities Fraud and Investment Scams:

  • Guaranteed
  • Risk-free
  • Act fast or miss out
  • Limited to a few select Investors
  • High return with low risk
  • Don't tell anyone else
  • Insider Information
  • Pay with Cash
  • Breakthrough Technology