Industry Information

Investment Advisers & Investment Adviser Representatives

Quick Links


Effective July 1, 2017, it is unlawful for any person to transact business as an Investment Adviser or an Investment Adviser Representative in Wyoming unless they are registered or exempt from registration. There are several steps Investment Advisers and Investment Adviser Representatives must complete to register to do business in Wyoming. The quick links above outline the required steps for filing. Questions about Investment Advisers and Investment Adviser Representatives may be directed to 307.777.7370 or emailed to the Investment Adviser Auditor. Correspondence may be directed to:



Compliance Division
Attn: Investment Adviser Auditor
2020 Carey Avenue, Suite 700
Cheyenne, WY 82002-0020