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Any security which has been filed under the Federal Securities Act of 1933 or for filings under section 3(b) or 3(c) of that federal law may be registered by coordination. To register by coordination, the following must be submitted:
No registration statement or other offering related documents are required to be filed. The offering may be approved for sale, pending Securities Exchange Commission (SEC) effectiveness, without being reviewed by the Secretary of State.
Registration by qualification is available for any security which is exempt from federal securities registration, or which does not otherwise file and receive an effective status with the SEC. To register by qualification, the following must be submitted:
The above forms can be found on the North American Securities Administrators Association website.